Compliance.Connected is based on our widely-acclaimed enVisionERM™ risk and compliance management platform and extends those features to support the automation of alerts and notifications received from regulators, trading platforms, exchanges and other external agencies. Likewise, our Sm@rtDocs technology allows employees to comply with regulatory affirmation and notification requirements without having to learn complex systems. Sm@rtDocs allows you to publish “e-forms” to your internal intranet that employees simply complete and submit for processing. Our system then does the rest, instigating workflows that cover confirmation of receipt and, where applicable, approval and record keeping requirements.

Compliance.Connected will transform your compliance activities by enabling you to:

• Create an automated interface for receiving alerts, notification and advisories from regulators, exchanges, trading platforms and other external agencies. Compliance.Connected puts an end to email silos transforming incoming messages into valuable business records
• Provide an environment that makes it easy for employees to comply with regulatory requirements and engage with the compliance department. Employees have no complex systems to learn, simply completing and submitting form templates that are published on your corporate intranet
• Maintain your compliance manuals and guidance, cross reference them to regulators rule books, determine record keeping requirements and map these requirements to specific business processes and controlled functions.
• Personalise presentation of content; when users log on to the system they are presented with a personalised view of information and issues that relate only to their specific roles and responsibilities
• Track and monitor outstanding issues and actions in progress across the organisation
• Create and maintain schedules of planned compliance reviews
• Maintain a “case log” of ongoing advisory and investigation activities
• Create automated status reports for senior management;
• Maintain a case archive of closed cases and issues

Start the transformation now, download the Compliance.Connected brochure from the downloads section.